Unclaimed
Shawn Trudeau is a registered representative with Neuberger Berman BD LLC. Shawn has been in the securities industry since December 2011. Shawn holds the Series 66, Series 7, and SIE licenses. Shawn has worked at Neuberger Berman BD LLC since February 2011. In addition to their duties at Neuberger Berman BD LLC, Shawn provides portfolio management services to various Neuberger Berman BD LLC clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
03/25/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
BOTH
Issued 04/19/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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