Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Swenson is a financial advisor at LPL Financial LLC. Shawn has been in the financial services industry since 1997. Shawn has a wide range of experience, having previously worked at NATIONAL PLANNING CORPORATION, SECURITIES AMERICA, INC., COMMONWEALTH FINANCIAL NETWORK, and ING FINANCIAL ADVISERS, LLC. Shawn specializes in working with a variety of clients, including individuals, corporations, charitable organizations, high-net-worth individuals, and pension and profit-sharing plans. Shawn is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
11/29/2017 - Present
LPL Financial LLC (TEMPE AZ)
AZ
07/29/2011 - 11/29/2017
NATIONAL PLANNING CORPORATION (SCOTTSDALE AZ)
AZ
12/18/2006 - 07/29/2011
SECURITIES AMERICA, INC. (SCOTTSDALE AZ)
AZ
02/28/2005 - 12/19/2006
COMMONWEALTH FINANCIAL NETWORK (TEMPE AZ)
CT
08/28/2002 - 03/04/2005
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
CT
05/30/1997 - 06/10/2002
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
BOTH
Issued 05/12/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/2019
Series 24 - General Securities Principal Examination
BC
Issued 07/22/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/22/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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