linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Shawn Michael Scott

W & S Brokerage Services, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Shawn? Claim Your Profile

About Shawn Michael Scott

Shawn Michael Scott is a registered investment advisor representative with W&S Brokerage Services, Inc. and Touchstone Advisors Inc. in Cincinnati, Ohio. Shawn Michael Scott has been in the securities industry since 2003. Shawn Michael Scott has experience working with individuals and providing selection of other advisors services.

Firm Information

Shawn Scott is currently registered with W & S Brokerage Services, Inc.. W&S Brokerage Services, Inc. is a corporation formed in 1974 and headquartered in Cincinnati, Ohio. The firm provides investment advisory services to individuals and is registered with the SEC and in 52 states. With over 85 registered representatives, W&S Brokerage Services, Inc. manages over $122 million in assets for its clients, offering portfolio management services and selection of other advisers.
W & S Brokerage Services, Inc.

400 BROADWAY

CINCINNATI, OH 45202

$122.86M

Assets Under Management

451

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Shawn Scott’s Registration & Firm History

OH

10/23/2018 - Present

W&S Brokerage Services, Inc. (Cincinnati OH)

OH

08/26/2013 - 08/04/2014

W&S BROKERAGE SERVICES, INC. (CINCINNATI OH)

OH

01/23/2013 - 07/18/2013

FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)

KY

11/26/2012 - 01/23/2013

NATIONAL PLANNING CORPORATION (FLORENCE KY)

WI

02/09/2009 - 09/06/2012

INVESTMENT CENTERS OF AMERICA, INC. (APPLETON WI)

WI

02/09/2009 - 09/06/2012

SII INVESTMENTS, INC. (APPLETON WI)

WI

02/09/2009 - 09/05/2012

INVEST FINANCIAL CORPORATION (APPLETON WI)

CA

12/17/2004 - 08/28/2012

NATIONAL PLANNING CORPORATION (SANTA MONICA CA)

NY

08/12/2003 - 11/19/2004

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

Not sure if Shawn Michael Scott is right for you?

Licenses & Designations

IA

Issued 12/29/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/23/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/29/2007

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/26/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/11/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shawn Michael Scott.
Not sure if Shawn Michael Scott is right for you?