Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Michael Obrien is an investment advisor representative who has been in the industry since October 30, 2015. Shawn is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since June 2023. Shawn is a Series 7, Series 66 and SIE licensed professional. Shawn has previous experience working with firms such as Foreside Financial Services, LLC, Mutual of Omaha Investor Services, Inc., and Wells Fargo Clearing Services, LLC. Shawn Michael Obrien specializes in providing investment advisory services to individuals and businesses. Shawn holds a partner position with GROW Partners, a non-investment related company in Charlotte, North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
08/16/2023 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
07/28/2022 - 08/05/2022
FORESIDE FINANCIAL SERVICES, LLC (Charlotte NC)
NC
04/08/2021 - 06/02/2022
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (CHARLOTTE NC)
NC
08/14/2014 - 03/25/2021
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
BOTH
Issued 09/09/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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