Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Louis is an investment advisor representative with Osaic Wealth, Inc. Shawn has been in the securities industry since 1990 and has held previous positions with National Planning Corporation, Wachovia Securities, LLC, WM Financial Services, Inc., Great Western Financial Securities Corporation, American Express Financial Advisors Inc. and IDS Life Insurance Company. Shawn Louis is registered in 28 states and holds the following licenses: Series 7, Series 63, and Series 66. Osaic Wealth, Inc. is a registered investment advisor and provides investment advisory services to individuals, high-net-worth individuals, corporations, and other businesses. They offer portfolio management, financial planning, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
09/29/2017 - Present
Osaic Wealth, Inc. (LOS ALAMITOS CA)
CA
10/01/2003 - 10/04/2017
NATIONAL PLANNING CORPORATION (LOS ALAMITOS CA)
MO
10/12/2001 - 10/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
CA
05/01/1998 - 10/16/2001
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
07/22/1991 - 05/01/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
MN
09/19/1989 - 11/20/1990
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/19/1989 - 11/20/1990
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 06/10/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/20/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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