Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Kennedy is a financial advisor with over 30 years of experience in the industry. Shawn currently works at Piper Sandler & Co., where Shawn has been employed since April 2011. Shawn has worked in the financial services industry since July 1990 and has experience with a number of firms, including KeyBanc Capital Markets Inc. and Scott & Stringfellow, LLC. Shawn is registered in 15 states, including California, Colorado, Connecticut, and North Carolina. Shawn has Series 31, Series 7 and Series 63 licenses. Shawn specializes in analytical reports/public finance consulting programs and portfolio management for businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
04/12/2011 - Present
Piper Sandler & Co. (CHARLOTTE NC)
NC
09/07/2010 - 04/11/2011
KEYBANC CAPITAL MARKETS INC. (CHARLOTTE NC)
NC
12/21/2005 - 09/10/2010
SCOTT & STRINGFELLOW, LLC (CHARLOTTE NC)
CT
07/27/1995 - 01/04/2006
ADVEST, INC. (HARTFORD CT)
NA
11/15/1994 - 08/17/1995
SHAWMUT BROKERAGE, INC.
NY
01/26/1990 - 05/23/1994
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 02/02/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 01/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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