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Shawn Michael Buys

Tiaa-Cref Individual & Institutional Services, LLC

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About Shawn Michael Buys

Shawn Michael Buys is a registered representative with TIAA-CREF Individual & Institutional Services, LLC. Shawn has been in the securities industry since February 6, 2013 and is registered with the state of Pennsylvania. Shawn Michael Buys is a registered representative of TIAA-CREF Individual & Institutional Services, LLC. Shawn has been in the securities industry since February 6, 2013 and is registered with the state of Pennsylvania. Prior to joining TIAA-CREF Individual & Institutional Services, LLC, Shawn was registered with PNC Investments and Charles Schwab & Co., Inc.. Shawn is a licensed representative for several states including California, Connecticut, Florida, Georgia, Maine, Maryland, Massachusetts, Michigan, Nebraska, New Jersey, New York, North Carolina, Ohio, Pennsylvania, and Tennessee.

Firm Information

Shawn Buys is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Shawn Buys’s Registration & Firm History

PA

08/10/2016 - Present

Tiaa-Cref Individual & Institutional Services, LLC (Pittsburgh PA)

PA

05/17/2013 - 07/19/2016

PNC INVESTMENTS (PITTSBURGH PA)

TX

10/17/2012 - 02/13/2013

CHARLES SCHWAB & CO., INC. (AUSTIN TX)

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Licenses & Designations

BOTH

Issued 06/14/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/14/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/16/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shawn Michael Buys.
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