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Shawn Marie Lorenzen

Cetera Investment Services LLC

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About Shawn Marie Lorenzen

Shawn Lorenzen is a financial professional with over 30 years of experience in the industry. Shawn is currently registered with Cetera Investment Services LLC and holds Series 6 and Series 63 licenses as well as the SIE exam. Shawn has been licensed in 18 states across the US. Shawn is also a registered representative of Cetera Investment Services LLC. Shawn has previously worked at Foresters Financial Services, Inc. in Ralston, Nebraska.

Firm Information

Shawn Lorenzen is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shawn Lorenzen’s Registration & Firm History

NE

06/20/2019 - Present

Cetera Investment Services LLC (OMAHA NE)

NE

09/13/1991 - 06/21/2019

FORESTERS FINANCIAL SERVICES, INC. (RALSTON NE)

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Licenses & Designations

BC

Issued 09/20/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/11/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shawn Marie Lorenzen.
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