Unclaimed
Shawn Marie Dralle is a financial advisor with Cabrera Capital Markets, LLC in Los Angeles, CA. Shawn Marie has been in the financial industry since September 15, 1995. She holds a Series 7, 24, 52TO, 53, 63, and 79TO licenses. She has held previous roles at UBS Financial Services Inc., UBS Securities LLC, J.P. Morgan Securities LLC, RBC Capital Markets, LLC, and Rauscher Pierce Refsnes, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/25/2024 - Present
Cabrera Capital Markets, LLC (LOS ANGELES CA)
CA
01/18/2018 - 01/31/2024
UBS FINANCIAL SERVICES INC. (Los Angeles CA)
CA
11/18/2020 - 11/20/2023
UBS SECURITIES LLC (Los Angeles CA)
CA
06/06/2013 - 01/03/2018
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
AZ
04/16/2001 - 04/11/2013
RBC CAPITAL MARKETS, LLC (PHOENIX AZ)
TX
09/30/1991 - 07/07/1997
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
BC
Issued 04/24/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2008
Series 24 - General Securities Principal Examination
BC
Issued 08/12/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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