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Shawn M Neice

PNC Investments

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About Shawn M Neice

Shawn Neice is a financial advisor at PNC Investments. Shawn has been in the financial industry since 2008 and has worked with a variety of clients, including high-net-worth individuals, corporations, and pension plans. Shawn has a wide range of experience in the financial services industry, including experience with a variety of firms such as Santander Securities LLC, Lord Abbett Distributor LLC, and Paulson Investment Company, Inc. Shawn is also registered to provide financial advice in several states, including New Jersey, Florida, New York, and Pennsylvania.

Firm Information

Shawn Neice is currently registered with PNC Investments. PNC Investments, a Limited Liability Company formed in 2003, provides investment advisory services across the United States. They manage a wide range of client assets, including those of individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and churches. PNC Investments offers portfolio management services for individuals and businesses, as well as selection of other advisors. They also participate in wrap fee programs.
PNC Investments

300 FIFTH AVENUE

PITTSBURGH, PA 15222-2722

$23.90B

Assets Under Management

Not reported

Total Clients

1,112

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Shawn Neice’s Registration & Firm History

NJ

05/11/2022 - Present

PNC Investments (LAVALLETTE NJ)

NJ

05/14/2019 - 05/09/2022

SANTANDER SECURITIES LLC (Whiting NJ)

NJ

05/27/2013 - 05/03/2019

LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)

OR

09/27/2002 - 11/25/2002

PAULSON INVESTMENT COMPANY, INC. (PORTLAND OR)

CO

12/21/2001 - 09/27/2002

SCHNEIDER SECURITIES, INC. (DENVER CO)

CO

09/14/1998 - 12/21/2001

GLOBAL CAPITAL SECURITIES CORPORATION (ENGLEWOOD CO)

NY

03/09/1998 - 06/16/1998

FIRST REPUBLIC GROUP, LLC (NEW YORK NY)

NJ

01/27/1998 - 04/15/1998

NETWORK 1 FINANCIAL SECURITIES INC. (RED BANK NJ)

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Licenses & Designations

BOTH

Issued 06/28/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/30/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/24/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shawn M Neice.
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