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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Doty is a financial advisor who is currently registered with Dimensional Fund Advisors LP and has been in the industry since 2007. Shawn Doty has worked for several firms before including LPL FINANCIAL LLC, SECURITIES AMERICA, INC., EDWARD JONES and TD AMERITRADE, INC. Shawn has passed several industry exams, including the Series 63, 66, 7, 4, 24, 53, 86, 87 and SIE. Shawn Doty is registered in Texas and specializes in providing portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TX
07/18/2018 - Present
Dimensional Fund Advisors LP (AUSTIN TX)
SC
09/16/2011 - 06/25/2018
LPL FINANCIAL LLC (FORT MILL SC)
NE
12/10/2008 - 09/02/2011
SECURITIES AMERICA, INC. (LAVISTA NE)
NE
03/31/2008 - 10/15/2008
EDWARD JONES (PAPILLION NE)
NE
10/26/2006 - 04/08/2008
TD AMERITRADE, INC. (BELLEVUE NE)
BOTH
Issued 04/08/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/02/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/07/2009
Series 4 - Registered Options Principal Examination
BC
Issued 03/25/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2010
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/11/2010
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/25/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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