Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Davis is a financial advisor who has been in the industry since 1997. Shawn is currently registered with Schwab Wealth Advisory, Inc., a firm that provides investment advice and financial planning to individuals and businesses. Shawn is licensed to provide investment advice in 55 states. Shawn is a Series 66 and Series 63 license holder and has passed the SIE, Series 7, Series 9, Series 10 and Series 4 examinations. Shawn has also worked at Barron Chase Securities, Inc. and Discover Brokerage Direct, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
1
2
FL
01/06/2020 - Present
Schwab Wealth Advisory, Inc. (Orlando FL)
CA
06/03/1997 - 03/17/1999
DISCOVER BROKERAGE DIRECT, INC. (SAN FRANCISCO CA)
FL
01/02/1997 - 05/01/1997
BARRON CHASE SECURITIES, INC. (BOCA RATON FL)
BOTH
Issued 09/28/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/26/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/18/1999
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/31/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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