Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Lorenz Leja is a financial advisor with Northwestern Mutual Investment Services, LLC, based in Franklin, Wisconsin. Shawn is a Registered Representative with Series 7, Series 63, Series 24, and Series 65 licenses, and holds a current registration in all 50 states. Shawn has extensive experience in the financial services industry, having worked with previous firms like Wells Fargo Funds Distributor, LLC and Strong Investments, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
06/23/2015 - Present
Northwestern Mutual Investment Services, LLC (FRANKLIN WI)
WI
04/23/2005 - 07/18/2011
WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)
WI
02/14/2000 - 04/23/2005
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
MO
05/31/1996 - 02/02/2000
SCOTTSDALE SECURITIES, INC. (ST. LOUIS MO)
IA
Issued 06/22/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Shawn Leja is the right advisor for you? Invested Better is here to help.
