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Shawn Lane Hofland

Raymond James Financial Services, Inc.

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About Shawn Lane Hofland

Shawn Lane Hofland is a financial professional with over 25 years of experience in the industry. Shawn currently works at Raymond James Financial Services, Inc. in Phoenix, Arizona. Shawn has held several other positions with firms such as Securities America, Inc., Triad Advisors LLC, FSC Securities Corporation and Royal Alliance Associates, Inc.

Firm Information

Shawn Hofland is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shawn Hofland’s Registration & Firm History

AZ

07/11/2023 - Present

Raymond James Financial Services, Inc. (Phoenix AZ)

NE

09/14/2020 - 08/04/2022

SECURITIES AMERICA, INC. (LAVISTA NE)

GA

09/14/2020 - 08/04/2022

TRIAD ADVISORS LLC (ATLANTA GA)

GA

08/31/2018 - 08/04/2022

FSC SECURITIES CORPORATION (ATLANTA GA)

AZ

08/31/2018 - 08/04/2022

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

MN

08/31/2018 - 08/04/2022

WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)

AZ

08/30/2018 - 08/04/2022

SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)

CA

07/06/2011 - 03/08/2018

FIDELITY BROKERAGE SERVICES LLC (LOS ANGELES CA)

MA

11/08/2007 - 04/12/2011

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

AZ

08/28/2000 - 10/18/2007

COUNTRYWIDE INVESTMENT SERVICES, INC. (CHANDLER AZ)

CA

07/14/1997 - 08/22/2000

WM FINANCIAL SERVICES, INC. (IRVINE CA)

CA

01/06/1997 - 07/14/1997

ASB FINANCIAL SERVICES (IRVINE CA)

NY

04/23/1996 - 03/11/1997

WESTERN CAPITAL FINANCIAL GROUP (NEW YORK NY)

MA

06/21/1995 - 11/13/1995

BERKSHIRE EQUITY SALES, INC. (PITTSFIELD MA)

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Licenses & Designations

IA

Issued 03/31/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/23/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/12/2001

Series 4 - Registered Options Principal Examination

BC

Issued 02/22/2001

Series 53 - Municipal Securities Principal Examination

BC

Issued 07/16/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shawn Lane Hofland.
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