Unclaimed
Shawn L. Cooper is a financial advisor with Maven Global Markets Trading LLP. Shawn has been in the financial services industry since October 26, 2001. Shawn holds the Series 7, Series 63, SIE and Series 57TO securities licenses. Previous employers include DV Equities, DV Securities, LLC, Quiet Light Securities, LLC, Liquid Capital Markets, LLC, Goldman, Sachs & Co., SLK-Hull Derivatives LLC, and Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
07/18/2022 - Present
Maven Global Markets Trading LLP (CHICAGO IL)
IL
07/13/2021 - 02/07/2022
DV EQUITIES (CHICAGO IL)
IL
03/04/2021 - 08/30/2021
DV SECURITIES, LLC (CHICAGO IL)
IL
07/14/2014 - 02/24/2021
QUIET LIGHT SECURITIES, LLC (CHICAGO IL)
IL
02/17/2010 - 07/01/2014
LIQUID CAPITAL MARKETS, LLC (CHICAGO IL)
NY
05/20/2004 - 03/06/2009
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
04/29/2003 - 05/10/2004
SLK-HULL DERIVATIVES LLC (NEW YORK NY)
MO
11/18/1998 - 11/05/2001
EDWARD JONES (ST. LOUIS MO)
BC
Issued 11/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
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