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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Halsey is a financial advisor with over 20 years of experience in the financial services industry. Shawn Halsey is currently registered with Morgan Stanley and holds the Series 3, 7, 31, 66, and SIE licenses. Shawn Halsey has been a registered representative with Morgan Stanley since 2009 and has also held positions at Merrill Lynch and Legg Mason. Shawn Halsey is a member of the York College of Pennsylvania Board of Trustees. Shawn Halsey specializes in providing financial planning, portfolio management, and asset allocation advice to a variety of clients, including individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MD
02/18/2022 - Present
Morgan Stanley (Hunt Valley MD)
MD
09/10/2010 - 02/22/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (COLUMBIA MD)
MD
06/01/2009 - 09/16/2010
MORGAN STANLEY SMITH BARNEY (BALTIMORE MD)
MD
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BALTIMORE MD)
MD
10/31/2001 - 04/02/2007
MORGAN STANLEY DW INC. (BALTIMORE MD)
MD
10/12/2001 - 11/08/2001
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 02/01/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2009
Series 3 - National Commodity Futures Examination
BC
Issued 12/11/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 10/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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