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Shawn Joseph Walker

Scarborough Capital Management

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About Shawn Joseph Walker

Shawn Joseph Walker is a financial advisor with over 23 years of experience in the financial services industry. Shawn is currently registered with Scarborough Capital Management and has been with the firm since November 2013. Previously, Shawn worked with SII Investments, Inc. and Royal Alliance Associates, Inc. Shawn is a Certified Financial Planner and holds the Series 66, Series 7 and the SIE licenses. Scarborough Capital Management is an SEC Registered Investment Advisor, with approximately $1.19 billion in assets under management. The firm's advisory services include portfolio management for individuals, financial planning and educational seminars.

Firm Information

Shawn Walker is currently registered with Scarborough Capital Management. Scarborough Capital Management is an Annapolis, MD-based Registered Investment Advisor with 16 investment adviser representatives. They have $1,194,324,647 in regulatory assets under management and provide financial planning, educational seminars, selection of other advisers, and portfolio management for individuals. The firm's website addresses are HTTP://WWW.401KADVICE.COM and HTTP://WWW.SCMADVICE.COM.
Scarborough Capital Management

1906 TOWNE CENTRE BLVD

ANNAPOLIS, MD 21401

$1.19B

Assets Under Management

1,188

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Shawn Walker’s Registration & Firm History

MD

01/07/2024 - Present

Scarborough Capital Management (ANNAPOLIS MD)

MD

12/19/2008 - 12/31/2017

SII INVESTMENTS, INC. (ANNAPOLIS MD)

MD

08/01/2000 - 12/23/2008

ROYAL ALLIANCE ASSOCIATES, INC. (ANNAPOLIS MD)

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Licenses & Designations

BOTH

Issued 09/01/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/31/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shawn Joseph Walker.
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