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Shawn Joseph Schmidt

Bofa Securities, Inc.

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About Shawn Joseph Schmidt

Shawn Joseph Schmidt is a financial professional with experience in the financial services industry. Shawn is currently registered with Bofa Securities, Inc. and is located in Houston, Texas. Shawn began his career in 2015 with Merrill Lynch, Pierce, Fenner & Smith Incorporated, also in Houston. Shawn holds the Series 63, Series 79, and SIE exams.

Firm Information

Shawn Schmidt is currently registered with Bofa Securities, Inc.. Bofa Securities, Inc. is a corporation formed in September 2015 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Bofa Securities provides research-related services and publishes periodicals. The firm has 314 registered representatives.
Bofa Securities, Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

Not reported

Assets Under Management

Not reported

Total Clients

1,401

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Negotiated fees for research-related services

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Shawn Schmidt’s Registration & Firm History

TX

05/10/2019 - Present

Bofa Securities, Inc. (HOUSTON TX)

TX

06/29/2015 - 05/10/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)

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Licenses & Designations

BC

Issued 07/03/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/27/2015

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Shawn Joseph Schmidt.
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