Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Sandoval is a financial advisor with over 20 years of experience in the industry. Shawn is currently registered with Mariner Wealth Advisors and has previously worked with Commonwealth Financial Network, Securities America, Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, Pruco Securities Corporation, and American Express Financial Advisors Inc. Shawn has a strong background in financial planning and investment management, and is committed to providing his clients with personalized financial advice. Shawn has earned the Certified Financial Planner designation and holds Series 7, 9, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Family office services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/06/2022 - Present
Mariner Wealth (Pleasanton CA)
CA
02/12/2018 - 12/31/2021
COMMONWEALTH FINANCIAL NETWORK (Pleasanton CA)
CA
05/05/2005 - 02/13/2017
SECURITIES AMERICA, INC. (IRVINE CA)
MO
12/13/2002 - 01/04/2005
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
02/22/2001 - 12/02/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
08/21/2000 - 03/27/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
MN
11/06/1997 - 08/09/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/06/1997 - 08/09/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 11/24/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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