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Shawn Jayson Wahlstrom

Guggenheim Securities, LLC

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About Shawn Jayson Wahlstrom

Shawn Jayson Wahlstrom is a financial professional who has been active in the industry since June 9, 2000. Currently, Shawn is registered with Guggenheim Securities, LLC and is located in the Fort Lauderdale, Florida branch office. Shawn has experience with several financial firms including Deutsche Bank Securities Inc., Citigroup Global Markets Inc., UBS Securities LLC, J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., Banc of America Securities LLC and Legg Mason Wood Walker, Incorporated. Shawn holds the Series 7, Series 55, Series 57TO and SIE licenses. Shawn is registered with the following states: California, Colorado, Connecticut, Florida, Illinois, Iowa, Massachusetts, Michigan, Minnesota, Nevada, New Jersey, New York, Texas, Utah, Virginia and Wisconsin.

Firm Information

Shawn Wahlstrom is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Shawn Wahlstrom’s Registration & Firm History

FL

08/23/2019 - Present

Guggenheim Securities, LLC (FORT LAUDERDALE FL)

NY

11/26/2018 - 08/26/2019

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

08/01/2013 - 10/17/2018

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

07/31/2012 - 06/12/2013

UBS SECURITIES LLC (NEW YORK NY)

NY

10/01/2008 - 08/22/2012

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

05/27/2008 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

05/22/2000 - 06/02/2008

BANC OF AMERICA SECURITIES LLC (NEW YORK NY)

MD

03/14/2000 - 05/23/2000

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

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Licenses & Designations

BC

Issued 04/17/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/07/2010

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/08/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Shawn Jayson Wahlstrom.
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