Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Jason Trimboli is a financial advisor with Empower Financial Services, Inc.. Shawn has been in the industry since February 22, 2003, and has held previous positions at Prudential Investment Management Services LLC, Hartford Equity Sales Company Inc., Phoenix Equity Planning Corporation, and H.D. Vest Investment Services. Shawn holds the following licenses: Series 4, Series 7, Series 24, Series 66, Series 99TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
04/04/2022 - Present
Empower Financial Services, Inc. (Hartford CT)
CT
11/03/2010 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)
CT
10/02/2008 - 08/21/2009
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CT
01/27/2006 - 07/25/2008
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
TX
10/05/2001 - 01/30/2006
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
BOTH
Issued 11/12/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/14/2021
Series 4 - Registered Options Principal Examination
BC
Issued 02/12/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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