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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Jason Gold is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Shawn is a registered investment advisor and broker-dealer in New Jersey and Texas. Shawn has been working in the financial industry since 1999. Prior to joining Merrill Lynch, Shawn worked for J.P. Morgan Securities LLC and J.P. Morgan Institutional Investments Inc. Shawn offers portfolio management services to individuals, corporations, and businesses. He is also a registered representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
04/30/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PRINCETON NJ)
NJ
09/20/2010 - 04/21/2015
J.P. MORGAN SECURITIES LLC (PRINCETON NJ)
NY
01/01/2005 - 09/22/2010
JPMORGAN DISTRIBUTION SERVICES, INC. (NEW YORK NY)
NY
06/15/2001 - 01/01/2005
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
NY
05/01/2001 - 06/15/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/07/2001 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
10/09/1996 - 03/19/1998
WALL STREET DISCOUNT CORPORATION (THE) (NEW YORK NY)
BOTH
Issued 04/29/2015
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/05/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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