Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Murphy is a registered representative with Northwestern Mutual Investment Services, LLC. Shawn is based in Annapolis, MD. Shawn has been in the securities industry since September 16, 2016. Northwestern Mutual Investment Services, LLC is a registered broker-dealer and investment advisor with its main office in Milwaukee, WI. The firm provides investment advice and services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
MD
11/04/2019 - Present
Northwestern Mutual Investment Services, LLC (ANNAPOLIS MD)
MD
11/19/2015 - 01/04/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (COLUMBIA MD)
BC
Issued 02/12/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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