Unclaimed
Shawn Henry King is an investment advisor representative currently registered with Cetera Investment Advisers LLC in Monroeville, PA. Shawn is a highly experienced financial professional with over 25 years in the industry, having joined Cetera Investment Advisers LLC in February 2014. Prior to joining Cetera Investment Advisers LLC, Shawn was with LPL Financial LLC in Monroeville, PA, where he served as an investment advisor representative. Shawn holds a Series 63 and Series 65 license. He also holds a Series 7 and Series 26 license. Shawn is registered with the states of Arizona, Delaware, Florida, Hawaii, Idaho, Maryland, Minnesota, Mississippi, North Carolina, Ohio, Pennsylvania, South Carolina, Texas and West Virginia. Shawn has a history of working for several firms in the financial services industry, including Invest Financial Corporation, Futureshare Financial LLC, Natcity Insurance Services, Inc., Natcity Investments, Inc., Liberty Securities Corporation, Independent Financial Securities, Inc., H.J. Meyers & Co., Inc., and VTR Capital, Inc. Shawn specializes in providing financial planning, pension consulting, and portfolio management for both businesses and individuals. He is also available for educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
01/12/2023 - Present
Cetera Investment Advisers LLC (MONROEVILLE PA)
PA
03/03/2009 - 02/13/2014
LPL FINANCIAL LLC (MONROEVILLE PA)
PA
11/26/2002 - 03/11/2009
INVEST FINANCIAL CORPORATION (IRWIN PA)
NJ
11/27/2001 - 11/29/2002
FUTURESHARE FINANCIAL LLC (JERSEY CITY NJ)
OH
01/04/1999 - 11/15/2001
NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)
OH
12/15/1997 - 11/15/2001
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
NY
08/03/1998 - 01/04/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
05/26/1998 - 08/03/1998
INDEPENDENT FINANCIAL SECURITIES, INC.
NY
03/25/1997 - 12/15/1997
H.J. MEYERS & CO., INC. (ROCHESTER NY)
NY
08/09/1996 - 03/31/1997
VTR CAPITAL, INC. (NEW YORK NY)
IA
Issued 7/31/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/18/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/8/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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