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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Henry King is a financial advisor at Cetera Investment Advisers LLC. Shawn has been in the industry since August 19, 1996. Shawn holds Series 63, Series 65, Series 7 and Series 26 licenses. Shawn also has registrations in 16 states: Arizona, Delaware, Florida, Hawaii, Idaho, Maryland, Minnesota, Mississippi, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, and West Virginia. Shawn specializes in financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Cetera Investment Advisers LLC provides advisory services to individuals, high-net-worth individuals, corporations, trusts, pension and profit sharing plans, charitable organizations, and banking or thrift institutions. Cetera Investment Advisers LLC has approximately $104 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
PA
01/12/2023 - Present
Cetera Investment Advisers LLC (MONROEVILLE PA)
PA
03/03/2009 - 02/13/2014
LPL FINANCIAL LLC (MONROEVILLE PA)
PA
11/26/2002 - 03/11/2009
INVEST FINANCIAL CORPORATION (IRWIN PA)
NJ
11/27/2001 - 11/29/2002
FUTURESHARE FINANCIAL LLC (JERSEY CITY NJ)
OH
01/04/1999 - 11/15/2001
NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)
OH
12/15/1997 - 11/15/2001
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
NY
08/03/1998 - 01/04/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
05/26/1998 - 08/03/1998
INDEPENDENT FINANCIAL SECURITIES, INC.
NY
03/25/1997 - 12/15/1997
H.J. MEYERS & CO., INC. (ROCHESTER NY)
NY
08/09/1996 - 03/31/1997
VTR CAPITAL, INC. (NEW YORK NY)
IA
Issued 07/31/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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