Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Smith is a financial advisor with Fidelity Brokerage Services LLC. Shawn is a Series 7, 9, 10, 63, and SIE licensed financial advisor. Shawn has been in the financial services industry since August 2012 and is registered to sell securities in 53 states and the District of Columbia. Shawn's firm is located at 49 NORTH 400 WEST in SALT LAKE CITY, UT 84101.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
08/08/2012 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 08/14/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/08/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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