Unclaimed
Shawn Philpot is a financial advisor with over 13 years of experience in the financial services industry. Shawn is currently registered with Equitable Distributors, LLC, and has previously held positions with Jackson National Life Distributors LLC and 1st Global Capital Corp. Shawn holds Series 66, SIE and Series 7 licenses, and is currently registered with the following states: Arkansas, California, Montana, New Mexico, Oklahoma, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
05/07/2019 - Present
Equitable Distributors, LLC (Charlotte NC)
TN
10/11/2011 - 04/28/2019
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
AR
03/01/2010 - 10/12/2011
1ST GLOBAL CAPITAL CORP. (FORT SMITH AR)
BOTH
Issued 04/02/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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