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Shawn G Heron

USI Advisors

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About Shawn G Heron

Shawn Heron is an investment advisor representative with Usi Advisors. Shawn has been in the industry for over 24 years and has experience in several areas, including portfolio management for businesses and selection of other advisors. They are currently registered with the state of New York as an investment advisor representative. Shawn has also held previous positions with several other firms, including USI Securities, Inc., Blackrock Investments, Inc., FAM Distributors, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Paine Webber Incorporated.

Firm Information

Shawn Heron is currently registered with USI Advisors. USI Advisors is an investment advisory firm headquartered in Glastonbury, CT. Founded in 1998, USI Advisors provides investment advisory services to corporations, pension funds, and other institutional clients. The firm specializes in portfolio management, pension consulting, and selection of other advisors. USI Advisors is registered with the SEC and has over 70 investment advisor representatives.
USI Advisors

95 GLASTONBURY BLVD.

GLASTONBURY, CT 06033

$41.62B

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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seminars and consultations

Seminars and consultations

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Shawn Heron’s Registration & Firm History

NY

04/08/2021 - Present

USI Advisors (New York NY)

NY

04/30/2008 - 09/16/2022

USI SECURITIES, INC. (NEW YORK NY)

NY

09/29/2006 - 04/04/2008

BLACKROCK INVESTMENTS, INC. (NEW YORK NY)

NY

03/22/2005 - 09/29/2006

FAM DISTRIBUTORS, INC. (NEW YORK NY)

NY

01/10/2000 - 03/22/2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NJ

01/28/1998 - 10/25/1999

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

IA

Issued 02/13/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/26/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/23/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Shawn G Heron.
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