Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Bernardo is a financial professional with over 27 years of experience in the industry. Shawn is currently registered with TP Icap Global Markets Americas LLC and Liquidnet, Inc. and has previously held positions with ICAP Securities USA LLC, Tullett Prebon Financial Services LLC, Louis Capital Markets, LLC, Tullett Liberty Brokerage Inc., ICAP Corporates LLC, ICAP Electronic Broking LLC, Cantor Fitzgerald Securities, Cantor Fitzgerald & Co., Cantor Fitzgerald Partners, National Discount Brokers and Americorp Securities, Inc.. Shawn holds FINRA Series 63, 24, SIE and 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/08/2021 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
09/08/2021 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
NY
08/22/2008 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
09/08/2021 - 05/13/2022
LOUIS CAPITAL MARKETS, LLC (New York NY)
NY
09/21/2006 - 10/09/2008
TULLETT LIBERTY BROKERAGE INC. (NEW YORK NY)
NY
01/11/2006 - 08/02/2006
ICAP CORPORATES LLC (NEW YORK NY)
NJ
03/07/2003 - 08/02/2006
ICAP ELECTRONIC BROKING LLC (JERSEY CITY NJ)
NY
06/26/1996 - 01/13/2003
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
NY
05/23/2000 - 01/23/2002
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
05/22/2000 - 02/06/2001
CANTOR FITZGERALD PARTNERS (NEW YORK NY)
NE
08/23/1995 - 06/07/1996
NATIONAL DISCOUNT BROKERS (OMAHA NE)
NY
08/31/1994 - 04/26/1995
AMERICORP SECURITIES, INC. (NEW YORK NY)
BC
Issued 09/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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