Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Fitzgerald O'Neill is a financial advisor with J.P. Morgan Securities LLC. Shawn has been in the industry since 1991. Shawn is registered to provide investment advice in a number of states, including California, North Carolina, Ohio, Texas, and Washington. Shawn's professional experience includes previous roles at RBC Capital Markets, LLC, Deutsche Bank Securities Inc., DB Alex. Brown LLC, Alex. Brown & Sons Incorporated, Smith Barney Shearson Inc., and Lehman Brothers Inc. Shawn holds Series 7, 31, and 63 securities licenses, as well as a Series 65 investment advisor license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
WA
03/30/2012 - Present
J.p. Morgan Securities LLC (SEATTLE WA)
WA
07/03/2003 - 04/04/2012
RBC CAPITAL MARKETS, LLC (SEATTLE WA)
NY
01/13/2001 - 07/14/2003
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
11/16/1993 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
NY
07/31/1993 - 11/19/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
08/19/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 9/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/26/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/9/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 8/16/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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