Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Ethan Ecklund is a financial advisor currently registered with Raymond James Financial Services Advisors, Inc. in Upland, CA. Shawn has been in the financial services industry since December 30, 1996, and is registered with the state of California as a Registered Investment Advisor and a Broker. Prior to Raymond James Financial Services Advisors, Inc., Shawn worked at DFC INVESTOR SERVICES and Salomon Smith Barney Inc.. Shawn Ecklund holds the Series 63, Series 65, Series 7, Series 31, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (UPLAND CA)
CA
06/07/2002 - 06/27/2006
DFC INVESTOR SERVICES (CLAREMONT CA)
NY
11/02/1998 - 11/27/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
12/12/1995 - 11/09/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 12/26/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/26/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 12/11/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Shawn Ecklund is the right advisor for you? Invested Better is here to help.
