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Shawn Ellis Quiggins

Voya Financial Advisors, Inc.

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About Shawn Ellis Quiggins

Shawn Quiggins is an investment advisor representative with Voya Financial Advisors, Inc., located in Spring, Texas. Shawn has been in the financial services industry since September 14, 1996. Shawn is registered to provide investment advisory services in Colorado, Florida, and Texas. Quiggins specializes in providing financial planning, educational seminars, and portfolio management services for both individuals and businesses.

Firm Information

Shawn Quiggins is currently registered with Voya Financial Advisors, Inc.. Voya Financial Advisors, Inc. is a corporation formed in 1968 and headquartered in Windsor, Connecticut. They offer financial planning, portfolio management for individuals and businesses, and educational seminars. With over 500 licensed investment advisor representatives and registered representatives, they manage approximately $3 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, and charitable organizations. They are registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Voya Financial Advisors, Inc.

ONE ORANGE WAY

WINDSOR, CT 06095

$3.05B

Assets Under Management

264

Total Clients

684

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Shawn Quiggins’s Registration & Firm History

TX

05/07/2018 - Present

Voya Financial Advisors, Inc. (Spring TX)

NC

03/22/2017 - 03/13/2018

AXA DISTRIBUTORS, LLC (CHARLOTTE NC)

IL

04/07/2014 - 10/17/2016

HORACE MANN INVESTORS, INC. (SPRINGFIELD IL)

TX

01/03/2011 - 04/03/2014

ING FINANCIAL PARTNERS, INC. (HOUSTON TX)

TX

11/02/1998 - 01/03/2011

ING FINANCIAL ADVISERS, LLC (HOUSTON TX)

TX

02/10/1996 - 10/16/1998

A I M DISTRIBUTORS, INC. (HOUSTON TX)

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Licenses & Designations

BOTH

Issued 07/11/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/02/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/23/2007

Series 24 - General Securities Principal Examination

BC

Issued 04/28/1999

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/27/2000

Series 7 - General Securities Representative Examination

BC

Issued 01/25/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Shawn Ellis Quiggins. Review regulatory record here.
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