Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Thomas is a financial advisor who has been in the industry since 1992. He is currently registered with Intrua Financial and holds Series 6, 7, 63, 65 and 66 licenses. Shawn has a history of working with a variety of clients, including individuals, high-net-worth individuals, charitable organizations, corporations, and pension plans. His experience includes working at firms such as FSC Securities Corporation, MML Investors Services, LLC, MSI Financial Services, Inc., and Securian Financial Services, Inc. He offers a variety of services including financial planning, investment management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
11/13/2023 - Present
Intrua Financial (Brookfield WI)
WI
07/28/2017 - 08/03/2018
FSC SECURITIES CORPORATION (WAWAUTOSA WI)
WI
03/25/2017 - 08/01/2017
MML INVESTORS SERVICES, LLC (Milwaukee WI)
WI
05/30/2014 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (Milwaukee WI)
IL
07/31/1992 - 06/03/2014
SECURIAN FINANCIAL SERVICES, INC. (BANNOCKBURN IL)
BOTH
Issued 09/25/2014
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/01/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2002
Series 7 - General Securities Representative Examination
BC
Issued 07/30/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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