Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Edward Keegan is a financial advisor with Smbc Nikko Securities America, Inc. based in NEW YORK, NY. Shawn Edward Keegan has been in the financial services industry since 2000. Shawn Edward Keegan is registered in 51 states and the District of Columbia. Shawn Edward Keegan holds Series 7, Series 63, Series 79TO and SIE licenses and has experience with investment banking. Shawn Edward Keegan has been associated with Aladdin Capital LLC in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/24/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
CT
12/05/2000 - 02/22/2001
ALADDIN CAPITAL LLC (STAMFORD CT)
BC
Issued 07/22/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/24/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/13/2022
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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