Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn E. Williams is a financial advisor who is registered with PFS Investments Inc., with an office in Rome, New York. Shawn has been in the financial services industry since 2013 and has extensive experience helping clients achieve their financial goals. Shawn holds the Series 6, Series 63, Series 65, and SIE licenses, and is registered as an investment advisor representative in Arizona and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
09/20/2023 - Present
PFS Investments Inc. (ROME NY)
NY
10/17/2016 - 12/02/2016
PFS INVESTMENTS INC. (ROME NY)
AZ
01/15/2013 - 11/18/2014
PFS INVESTMENTS INC. (PHOENIX AZ)
IA
Issued 10/20/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/24/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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