Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Dupont is a financial advisor with over five years of experience in the financial services industry. Shawn is currently registered with Fidelity Brokerage Services LLC, a firm with a long history of providing investment services. Shawn has a strong foundation of knowledge and experience, having passed the Series 7, Series 9, Series 26 and Series 63 exams. Prior to joining Fidelity Brokerage Services, Shawn also worked at Fidelity Brokerage Services LLC. Shawn is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NH
08/16/2023 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
NH
06/13/2018 - 06/03/2020
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
NH
06/04/2014 - 02/23/2017
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
BC
Issued 08/06/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2024
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 12/30/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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