Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Duffy is a financial advisor with The Leaders Group, Inc. in LITTLETON, CO. Shawn has been in the financial services industry since 1989 and has a strong record of helping clients achieve their financial goals. Shawn is registered with the state of Tennessee. Shawn holds the Series 6, 7, 24 and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
06/23/2023 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CA
12/15/2021 - 05/18/2023
ALLSTATE FINANCIAL SERVICES, LLC (Santa Ana CA)
TX
07/19/2000 - 08/07/2020
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
NA
08/19/1986 - 12/03/1998
GRIFFIN FINANCIAL SERVICES
BC
Issued 11/05/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/1991
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Shawn Duffy is the right advisor for you? Invested Better is here to help.
