Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Donavan Swanson is a financial advisor with Brokers International Financial Services, LLC. Shawn has been in the financial industry since March 27, 1995. Shawn has a long history of working with various firms, including Sterne Agee Financial Services, Inc., WRP Investments, Inc., National Planning Corporation, Locust Street Securities, Inc., Securities America, Inc., Nationwide Advisory Services, Inc. and Pruco Securities Corporation. Shawn's specializations include retirement planning, college savings, insurance, and estate planning. Shawn is a registered representative in Colorado, Florida, Indiana, Kentucky, and Ohio and is a registered Investment Advisor in Ohio. Shawn is currently located in Columbus, Ohio and offers investment advice to individuals, high net worth individuals, corporations, charitable organizations, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets managed by third-party advisor firms
1
2
OH
01/02/2015 - Present
Brokers International Financial Services, LLC (Columbus OH)
OH
09/12/2014 - 12/31/2014
STERNE AGEE FINANCIAL SERVICES, INC. (COLUMBUS OH)
OH
02/09/2005 - 09/12/2014
WRP INVESTMENTS, INC. (COLUMBUS OH)
CA
07/05/2002 - 02/04/2005
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
IA
05/14/1998 - 07/02/2002
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
NE
08/19/1997 - 05/15/1998
SECURITIES AMERICA, INC. (LAVISTA NE)
OH
01/16/1995 - 06/20/1996
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
NJ
03/24/1993 - 03/18/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 09/16/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/1999
Series 7 - General Securities Representative Examination
BC
Issued 03/19/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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