Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Derrick Siglinger is a financial advisor with Wells Fargo Clearing Services, LLC. Shawn has been in the financial services industry since 1998 and has held registrations with several firms, including SunTrust Securities, Inc., Quick & Reilly, Inc., BankBoston Investor Services, Inc., and Gruntal & Co. Incorporated. Shawn is registered as an Investment Advisor Representative in the state of Virginia. Shawn holds the Series 7, 63, 66, 24 and 57TO licenses. Shawn specializes in providing investment advice to individuals, businesses, and charitable organizations. Shawn's clients are primarily located in Missouri and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
12/04/2003 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
GA
10/10/2002 - 02/28/2003
SUNTRUST SECURITIES, INC. (ATLANTA GA)
NY
09/05/2000 - 11/29/2001
QUICK & REILLY, INC. (NEW YORK NY)
MA
03/10/1997 - 09/07/2000
BANKBOSTON INVESTOR SERVICES, INC. (BOSTON MA)
NY
05/19/1995 - 08/11/1995
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
04/11/1995 - 04/13/1995
INTEGRATED FINANCIAL PLANNING SERVICES (HEIDELBERG )
BOTH
Issued 11/08/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2014
Series 24 - General Securities Principal Examination
BC
Issued 07/12/2022
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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