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Shawn David Messner

Needham & Company, LLC

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About Shawn David Messner

Shawn Messner is a financial advisor with Needham & Company, LLC based in Minnetonka, MN. Shawn has been in the financial services industry since December 4, 2002. Prior to joining Needham & Company, LLC, Shawn worked at Northland Securities, Inc., Delphi Financial Corp., Piper Jaffray & Co., Investment Management & Research, Inc and Dean Witter Reynolds Inc. Shawn is a Series 7, 63, 65 and SIE licensed professional.

Firm Information

Shawn Messner is currently registered with Needham & Company, LLC. Needham & Company, LLC is a Limited Liability Company formed in 2005 and headquartered in New York, NY. The firm provides securities research and is registered with the SEC and in all 50 states and the District of Columbia.
Needham & Company, LLC

250 PARK AVENUE

NEW YORK, NY 10177

Not reported

Assets Under Management

Not reported

Total Clients

121

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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securities research

Securities research

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Pursuant to csa agreements

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Shawn Messner’s Registration & Firm History

MN

03/25/2019 - Present

Needham & Company, LLC (Minnetonka MN)

MN

02/19/2008 - 04/11/2019

NORTHLAND SECURITIES, INC. (MINNEAPOLIS MN)

MN

01/23/2007 - 04/03/2008

DELPHI FINANCIAL CORP. (MINNEAPOLIS MN)

MN

06/22/2004 - 12/31/2006

PIPER JAFFRAY & CO. (MINNEAPOLIS MN)

FL

10/08/1997 - 02/18/1998

INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)

NY

07/12/1996 - 10/09/1997

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 05/18/2004

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 08/15/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/03/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Shawn David Messner.
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