Unclaimed
Shawn Keenan is a financial advisor with Finalis Securities LLC. He holds Series 7, Series 63, SIE, and Series 79TO licenses and has been in the industry since 2008. Shawn has experience working with clients in both Florida and Massachusetts. He is currently registered in California, Florida, Ohio and South Carolina. Prior to joining Finalis Securities LLC, Shawn was a financial advisor with Capstone Partners and Raymond James & Associates, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/16/2023 - Present
Finalis Securities LLC (New York NY)
MA
08/03/2015 - 02/02/2023
CAPSTONE PARTNERS (BOSTON MA)
FL
02/15/2008 - 04/02/2015
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
BC
Issued 07/17/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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