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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Dye is an investment advisor representative with Cetera Investment Advisers LLC. Shawn has been in the financial services industry since 2004. Shawn has a Series 7, Series 63, and Series 66 license. Shawn is registered with the following states: Arizona, Florida, Minnesota, North Dakota, South Carolina, South Dakota, and Utah. Shawn also works as a Trust Officer for First Western Bank & Trust. Shawn has experience working with corporations, individuals, insurance companies, charitable organizations, investment companies, pension and profit sharing plans, state or municipal government entities, and high net worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
ND
07/14/2020 - Present
Cetera Investment Advisers LLC (WEST FARGO ND)
ND
07/09/2019 - 11/01/2019
LPL FINANCIAL LLC (FARGO ND)
ND
05/17/2006 - 05/15/2019
BANCWEST INVESTMENT SERVICES, INC. (WAHPETON ND)
ND
05/21/2004 - 05/17/2006
PRIMEVEST FINANCIAL SERVICES, INC. (FARGO ND)
BOTH
Issued 05/11/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/21/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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