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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Dale Dye is a financial advisor with Cetera Investment Advisers LLC. Shawn has over 15 years of experience in the financial services industry. Shawn holds the Series 63, Series 66, Series 7, and SIE licenses. Shawn's current employment is with Cetera Investment Advisers LLC, where he is registered as a Registered Representative. Before joining Cetera Investment Advisers LLC, Shawn was employed by LPL FINANCIAL LLC, BANCWEST INVESTMENT SERVICES, INC., and PRIMEVEST FINANCIAL SERVICES, INC. Shawn is also a Trust Officer at First Western Bank & Trust, where he reviews plans for businesses but does not participate in investment decisions or make recommendations. Shawn Dale Dye's clients include individuals, high-net-worth individuals, corporations, businesses, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Shawn's services include financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
ND
07/14/2020 - Present
Cetera Investment Advisers LLC (WEST FARGO ND)
ND
07/09/2019 - 11/01/2019
LPL FINANCIAL LLC (FARGO ND)
ND
05/17/2006 - 05/15/2019
BANCWEST INVESTMENT SERVICES, INC. (WAHPETON ND)
ND
05/21/2004 - 05/17/2006
PRIMEVEST FINANCIAL SERVICES, INC. (FARGO ND)
BOTH
Issued 5/11/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/21/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/20/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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