Invested Better
Unclaimed

Unclaimed

Unclaimed

Shawn Dale Dearmin

Charles Schwab & CO., Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Shawn? Claim Your Profile

About Shawn Dale Dearmin

Shawn Dearmin is an investment professional with over 25 years of experience in the financial services industry. Currently, Shawn is registered with Charles Schwab & Co., Inc., where they have been employed since 2012. Prior to that, Shawn worked for the same firm in Texas from 1995 to 2004. They also worked for SunPoint Securities, Inc. in Texas from 1994 to 1995. Shawn has a wide range of experience in the financial services industry and is licensed to provide investment advice in California and Florida.

Firm Information

Shawn Dearmin is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Asset based fees for wrap pgrms & subsc pricing for fin planning

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Shawn Dearmin’s Registration & Firm History

FL

04/11/2012 - Present

Charles Schwab & CO., Inc. (Orlando FL)

TX

03/14/1995 - 07/15/2004

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

TX

03/07/1994 - 03/07/1995

SUNPOINT SECURITIES, INC. (LONGVIEW TX)

Not sure if Shawn Dale Dearmin is right for you?

Licenses & Designations

BC

Issued 06/21/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/20/2013

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/08/2013

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/01/1998

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/10/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Shawn Dale Dearmin. Review regulatory record here.
Not sure if Shawn Dale Dearmin is right for you?