Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Healy is a financial advisor with UBS Financial Services Inc. Shawn has been in the industry since January 23, 2011, and has experience working with various financial firms, including J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, PNC Investments, and Wells Fargo Advisors, LLC. Shawn is registered in New Jersey and Texas as an Investment Advisor Representative. Shawn holds the Series 7, Series 9, Series 10, Series 63, and Series 65 securities licenses. Shawn has been employed with UBS Financial Services Inc. since July 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
08/10/2018 - Present
UBS Financial Services Inc. (Warren NJ)
NJ
08/03/2016 - 07/19/2018
J.P. MORGAN SECURITIES LLC (WHIPPANY NJ)
NJ
03/03/2015 - 07/15/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FLANDERS NJ)
NJ
12/03/2012 - 02/18/2015
PNC INVESTMENTS (HACKETTSTOWN NJ)
NJ
11/04/2010 - 11/02/2012
WELLS FARGO ADVISORS, LLC (ROCKAWAY NJ)
IA
Issued 02/18/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/07/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/24/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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