Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Christopher Smith is a financial professional with over 15 years of experience in the industry. Shawn is currently registered with Prudential Investment Management Services LLC and holds Series 6, Series 63, and SIE licenses. Shawn has previously worked with Northwestern Mutual Investment Services, LLC. Shawn is currently registered in Maryland, New Jersey, New York, Pennsylvania, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
06/13/2008 - Present
Prudential Investment Management Services LLC (Newark NJ)
PA
08/24/2007 - 02/22/2008
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WILKES BARRE PA)
BC
Issued 09/20/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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