Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Christopher Smith is a financial advisor with Ameriprise Financial Services, LLC. Shawn has been in the financial industry for 19 years and has a wide range of experience. Shawn holds Series 66, SIE and Series 7 licenses. Shawn has worked for several firms including Park Avenue Securities LLC, Guardian Investor Services LLC, Lincoln Financial Distributors, Inc., Ameriprise Financial Services, Inc. and IDS Life Insurance Company. Shawn specializes in Asset Allocation Services, Financial Planning, Pension Consulting, Educational Seminars, Publication of Periodicals, Selection of Other Advisers, Portfolio Management for Businesses, Portfolio Management for Individuals and other services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
02/14/2024 - Present
Ameriprise Financial Services, LLC (Blue Bell PA)
NY
11/20/2012 - 09/18/2017
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
10/09/2012 - 11/19/2012
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
NY
10/07/2009 - 10/09/2012
PARK AVENUE SECURITIES LLC (NEW YORK NY)
PA
08/21/2006 - 05/11/2009
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
MN
09/19/2001 - 01/05/2006
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
09/19/2001 - 01/05/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 10/04/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/18/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Shawn Smith is the right advisor for you? Invested Better is here to help.
