Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Christopher Sauerwein is a financial advisor who has been in the industry for over 20 years. Shawn is a Registered Representative at Janney Montgomery Scott LLC. Shawn is also an Investment Advisor Representative registered with the state of Ohio. Shawn is registered to offer financial advice and securities products to clients in several states including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
04/27/2018 - Present
Janney Montgomery Scott LLC (NEW CASTLE PA)
OH
09/25/2009 - 01/30/2012
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CANFIELD OH)
OH
05/25/2007 - 09/25/2009
UBS FINANCIAL SERVICES INC. (CANFIELD OH)
OH
07/06/2005 - 05/29/2007
CHASE INVESTMENT SERVICES CORP. (SALEM OH)
IL
09/11/2002 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
MN
01/14/2002 - 07/26/2002
QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)
BOTH
Issued 07/23/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/24/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/09/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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