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Shawn Christopher Riggins

Charles Schwab & CO., Inc.

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About Shawn Christopher Riggins

Shawn Christopher Riggins is a financial advisor with Charles Schwab & CO., Inc. Shawn has been in the financial services industry since 2007 and has worked with several firms, including WFG Investments, Inc., Park Avenue Securities LLC, and National Planning Corporation. Shawn is registered with the state of Texas and Tennessee. Shawn is currently registered with Charles Schwab & CO., Inc., in Texas.

Firm Information

Shawn Riggins is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Shawn Riggins’s Registration & Firm History

CO

05/25/2022 - Present

Charles Schwab & CO., Inc. (Lone Tree CO)

TX

12/20/2016 - 09/18/2020

CHARLES SCHWAB & CO., INC. (Westlake TX)

TX

07/20/2015 - 08/01/2016

WFG INVESTMENTS, INC. (FORT WORTH TX)

TX

03/20/2015 - 07/22/2015

PARK AVENUE SECURITIES LLC (FORT WORTH TX)

TX

06/03/2008 - 02/17/2015

NATIONAL PLANNING CORPORATION (FORTH WORTH TX)

TX

10/04/2007 - 06/27/2008

TD AMERITRADE, INC. (FORT WORTH TX)

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Licenses & Designations

BOTH

Issued 02/22/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/12/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Shawn Christopher Riggins.
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