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Shawn Christopher MacKey

Northwestern Mutual Investment Services, LLC

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About Shawn Christopher MacKey

Shawn Mackey is a financial advisor registered with Northwestern Mutual Investment Services, LLC. Shawn has been in the financial services industry since 1988, working with individuals and families on their financial planning needs. Shawn is licensed to conduct business in multiple states and has a variety of credentials, including the Chartered Financial Consultant designation. Shawn is a Managing Director of Mackey District Insurance Agency, Inc., a legal entity focused on helping clients with their insurance and financial planning needs.

Firm Information

Shawn MacKey is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Shawn MacKey’s Registration & Firm History

CA

10/29/2002 - Present

Northwestern Mutual Investment Services, LLC (IRVINE CA)

WI

08/19/1988 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

IA

Issued 12/20/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/23/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/26/1998

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/01/1997

Series 7 - General Securities Representative Examination

BC

Issued 09/07/1988

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 04/26/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Shawn Christopher MacKey. Review regulatory record here.
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