Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Christopher Gage is a financial advisor with Innovation Partners LLC in Charlotte, North Carolina. Shawn has been in the financial services industry since 1996 and has a broad range of experience, having worked with several firms in the past. Shawn holds the Series 6, 7, and 63 licenses, along with the SIE and Series 65 designations, and has been registered with the state of Utah since April 2021. Innovation Partners LLC specializes in offering consulting services to qualified retirement plans and provides financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting services to qualified retirement plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Recurring fee
1
2
NC
04/14/2021 - Present
Innovation Partners LLC (CHARLOTTE NC)
TX
10/10/2011 - 04/21/2021
PATRICK CAPITAL MARKETS, LLC (HOUSTON TX)
MN
05/19/2005 - 10/27/2010
OCTAVUS LLC (EXCELSIOR MN)
NC
09/10/2004 - 05/03/2005
RBC CENTURA SECURITIES, INC. (KANNAPOLIS NC)
NC
09/30/2003 - 12/18/2003
RBC CENTURA SECURITIES, INC. (KANNAPOLIS NC)
MN
01/17/2002 - 08/22/2003
JONES & BABSON, INC. (MINNEAPOLIS MN)
MO
05/16/2000 - 12/31/2001
BMA FINANCIAL SERVICES, INC. (KANSAS CITY MO)
DE
05/21/1999 - 03/29/2000
ING FUNDS DISTRIBUTOR, INC. (WILMINGTON DE)
TN
09/24/1998 - 04/28/1999
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
NJ
10/06/1997 - 03/20/1998
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
NY
01/30/1996 - 02/26/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
08/22/1994 - 01/26/1996
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
AZ
10/13/1992 - 09/07/1993
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
IA
Issued 03/12/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1994
Series 7 - General Securities Representative Examination
BC
Issued 10/09/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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