Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Shawn? Claim Your ProfileShawn Quant is a financial professional with over 25 years of experience in the industry. Shawn is currently a registered representative with Piper Sandler & Co. in Minneapolis, Minnesota. Shawn has a strong background in investment company products and variable contracts, having held previous roles at American Express Financial Advisors Inc., IDS Life Insurance Company, Norwest Investment Services, Inc., and Stockwalk.com, Inc. Shawn holds the Series 6, Series 99, Series 27, and SIE licenses. Shawn also specializes in public finance consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
10/16/2012 - Present
Piper Sandler & Co. (MINNEAPOLIS MN)
MN
09/14/1999 - 01/23/2002
STOCKWALK.COM, INC. (MINNEAPOLIS MN)
MN
06/06/1997 - 10/14/1999
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
MN
09/30/1996 - 09/29/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/30/1996 - 09/29/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 12/28/2022
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2012
Series 99 - Operations Professional Examination
BC
Issued 09/27/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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